Full course description
This Market Misconduct Insider Trading module is designed for managers to understand the risks relating to trading while in possession of non-public price sensitive information.
This Market Misconduct Training is primarily focused on insider trading as it has been designed by our consultancy team to help the broader business understand the risks relating to trading while in possession of non-public price sensitive information. Again, it is focused on a broader range of employees but can be included in the overall program to assist staff in achieving compliance with Continuous Professional Training standards in Hong Kong.
A summary video may be found here. AML (0.34), Market Misconduct (1.24) and SFC Refresher (3.17).
This program is eligible for 0.75 SFC CPT hours. Please confirm with your Compliance/HR Team if this course is accepted as eligible for company CPT.
Corporate Discount / Bulk Purchase Rates are available. Please contact Cognitive GRC.