This Anti-Money Laundering & Counter-Terrorist Financing Training is designed for Managers and Introducers (Generic All Staff Training). 

This AML course has been designed by our consultancy team for persons working at a SFC Licensed Firm that mainly only deals with non-retail clients and for all staff.  All staff should be provided with additional focused training for their roles, but this course is designed to give a broad range of staff an understanding of their obligations with respect to these core anti-money laundering and counter terrorist matters. The training can be provided as part of a firm’s overall programme to assist their staff in achieving compliance with Continuous Professional Training standards in Hong Kong.

A summary video may be found here. AML (0.34), Market Misconduct (1.24) and SFC Refresher (3.17).

This program is eligible for 0.5 SFC CPT hours.  Please confirm with your Compliance/HR Team if this course is accepted as eligible for company CPT.

Corporate Discount / Bulk Purchase Rates are available.  Please contact Cognitive GRC.